LTN's | globaladvisors

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For clients who wish to engage for the purpose of loading LTN's onto Euroclear, we require the following

Minimum of 3 LTN's to be Transacted

KYC containing owners CIS and Passport

For each LTN submitted we need these documents as well:

1. A full completed KYC package- ( Do not leave any question unanswered)
2. Owner's Passport
3. Owner's CIS
4. All signatures must be in Wet Blue Ink, as well as initial at the bottom of page(s).
5. No electronic signatures or initials.
6. LTNs copies of front and back (LTN sample attached)
7. National Tesouro Certificado of Repactuation
8. National Tesouro original receipt
9. Proof of tax payment to date
10. In case of change ownership, Certificate of Transfer of Title
11. Owner's report on History of Asset Ownership
12, Screens that show each screen for National Tesoro (if available)
13. All Screens for Bovespa (Make sure you send the screen relative to the serial number of the LTN,if available)
14. Euroclear pages 1-14 and 21(if available)
15. Also, LTNs that are not on any screen is accepted

16. Certificate of Transport from the Secretaria da Receita Federal do Brasil

Seller must represent and prove that they are the legal owner of the Instrument they are Selling, all Bonds must be Free and Clear of any Liens, past due Taxes or encumbrances. We will perform Due Diligence and follow up with any questions and ask for if required more documents.

Upon successfull due diligence, we will issue a contract for the Euroclear Loading and Sale.

Once the contract is signed by the client he or she will be requested to:

Deposit Bonds on Euroclear Bank Brussels, Belgium
The client receives a Safe Keeping Receipt for the Bond in favor of Owner
The Instrument will then be loaded into the Euroclear System and will be prepared for Delivery vs Payment

Prior to inputting the DVP Sell Ticket naming the Buyer, Seller shall send completed DVP Sales Ticket along with completed Vetting Form from Seller's Broker Dealer Trade Desk to Buyer's Broker Dealer Trade Desk.

Upon Approval of DVP Buy and Sell Tickets by both Seller's Trade Desk and Buyer's Trade Desk in the Euroclear System, the Buyer will then input the Buy Ticket withing 4 International Banking Hours; At this point in time, the Seller can then wire funds to others with whom he may have obligations to pay. The actual transfer of title and ownership shall be conducted by Euroclear. The entire process will take approximately 7 to 12 International Banking weeks.

For more information regarding Loading of LTN's into the Euroclear System please fill out the form below and we will contact you withing 72 Banking Hours.